Accredited Investors Opt In or Out

Please note that AAM Advisory has closed our form. Should you wish to discuss things further, please contact your advisor.

OPT IN (continue as your current selection) – I give my consent to AAM Advisory to continue to treat me as an Accredited Investor. I understand and can make an informed decision on the economic market, legal and tax implications arising from my proposed investment, with AAM’s ongoing advice/support.

By opting in I will continue to have access to sophisticated products and investments. I have also read and understand the “GENERAL WARNING” at the foot of this page.

OPT OUT – Although I meet the income / assets criteria to be classified as an Accredited Investor, I would like to opt-out and be treated as a retail investor. Due to the above, I understand that I will not have access to a wider range of sophisticated products / funds.

Accredited investors are assumed to be better informed, and better able to access resources to protect their own interests, and therefore require less regulatory protection. Investors who agree to be treated as accredited investors therefore forgo the benefit of certain regulatory safeguards. For example, issuers of securities are exempted from issuing a full prospectus registered with the Monetary Authority of Singapore in respect of offers that are made only to accredited investors, and intermediaries are exempted from a number of business conduct requirements when dealing with accredited investors. Investors should consult a professional adviser if they do not understand any consequence of being treated as an accredited investor.

To be clear, whilst AAM does not have to provide AI’s with the same levels of disclosure as a Retail client, it has always been AAM’s practice that we provide all of our clients with the same levels, which we know our clients value.

By providing your personal information above AAM Advisory has received confirmation on your intent.